Improvements of coq-of-ocaml for functors and signatures

October 20, 2020

With coq-of-ocaml we can translate many OCaml constructs to an equivalent in the Coq language. Based on the code which we encounter, we continue to update coq-of-ocaml to handle more OCaml programming patterns. In this post, we will show:

  • how we changed the representation of functors to have a clearer generated code;
  • how we handled the anonymous sub-signatures.

Functors like plain modules

Th module system of OCaml allows to represent modules parametrized by others. Such parametrized modules are called functors. We represent modules with a named signature by records in Coq. Then we encode functors by functions over dependent records. We like this representation because:

  • we can also encode first-class modules (modules used in the context of values in OCaml);
  • it does not depend on the functor system of Coq, but only on dependent types. The less Coq features from the kernel we use, the safer we feel.

An issue we had was expressing lemmas about items of a functor. For example, with the following OCaml code:

module type Source = sig
  type t
  val x : t
  val id : 'a -> 'a

module type Target = sig
  type t
  val y : t

module F (X : Source) : Target with type t = X.t = struct
  type t = X.t
  let y = X.x

we would generate the following Coq code:

Module Source.
  Record signature {t : Set} : Set := {
    t := t;
    x : t;
End Source.

Module Target.
  Record signature {t : Set} : Set := {
    t := t;
    y : t;
End Target.

Definition F :=
  fun (X : {t : Set & Source.signature (t := t)}) =>
    ((let t : Set := (|X|).(Source.t) in
    let y := (|X|).(Source.x) in
    existT (A := unit) (fun _ => _) tt
        Target.y := y
      |}) : {_ : unit & Target.signature (t := (|X|).(Source.t))}).

There are two module types Source and Target which we represent by record definitions. We parametrize these records by their abstract types. We represent the functor F by a function from the type of record Source to the type of record Target. Here the whole definition of F is packed into a single function. We define the resulting record using local let declarations. We changed that to have top-level definitions for each item of the functor (t and y). By representing the functor parameters as a type-class, we now generate:

Module F.
  Class FArgs := {
    X : {t : Set & Source.signature (t := t)};

  Definition t `{FArgs} : Set := (|X|).(Source.t).

  Definition y `{FArgs} : (|X|).(Source.t) := (|X|).(Source.x).

  Definition functor `(FArgs)
    : {_ : unit & Target.signature (t := (|X|).(Source.t))} :=
    existT (A := unit) (fun _ => _) tt
        Target.y := y
End F.
Definition F X := F.functor {| F.X := X |}.

The class FArgs contains the functor arguments. This class has one field per functor parameter (in this case only X). We give to each declaration an implicit parameter `{FArgs} so that the parameter X is always accessible. At the end of the module, we materialize the functor as a function functor from an instance of the class of parameters, to the record of the resulting module. Eventually, we define the functor F as a function taking parameters in order and convert them to an instance of the class FArgs.

Remark: we do not use the section mechanism, because this would not compose. Indeed, we cannot create modules inside sections in the current version of Coq. Thus we can only represent flat functors with sections, and cannot represent functors with sub-modules.

For modules represented by records we do the same, without the FArgs parameter. For example, we translate:

module M : Source = struct
  type t = int
  let x = 12
  let id x = x


Module M.
  Definition t : Set := int.

  Definition x : int := 12.

  Definition id {A : Set} (x : A) : A := x.

  Definition module :=
    existT (A := Set) _ t
        Source.x := x; _ := id
End M.
Definition M := M.module.

We hope that this presentation is cleaner on the Coq side. For example:

  • we can directly talk about individual items without referencing the whole resulting record;
  • we can talk about intermediate items which may not be exported at the end;
  • we can have plain sub-modules for large functors (which cannot be represented as records with the current system when there are no named signatures);
  • we can define new types as we would at top-level.

Anonymous sub-signatures

For large signatures, we tend to use sub-signatures in order to group items going together. For example, we can define in OCaml:

module type T_encoding = sig
  type t

  val encoding : t list

module type Validator = sig
  module Ciphertext : sig
    include T_encoding

    val get_memo_size : t -> int

  module CV : T_encoding

  type t = Ciphertext.t

Since we represent signatures by records, we cannot directly represent the sub-signature for Ciphertext in the signature Validator. Indeed, there are no notions of sub-records in Coq. Thus, we were generating the following error message:

--- ------------------------------------------------------------ not_supported (1/1) ---

   6 | 
   7 | module type Validator = sig
>  8 |   module Ciphertext : sig
>  9 |     include T_encoding
> 10 | 
> 11 |     val get_memo_size : t -> int
> 12 |   end
  13 | 
  14 |   module CV : T_encoding
  15 | 

Anonymous definition of signatures is not handled

Now we inline the sub-modules by prefixing the name of their fields, so that we generate a single flat record in Coq. For the OCaml code above, we generate:

Module T_encoding.
  Record signature {t : Set} : Set := {
    t := t;
    encoding : list t;
End T_encoding.

Module Validator.
  Record signature {Ciphertext_t CV_t : Set} : Set := {
    Ciphertext_t := Ciphertext_t;
    Ciphertext_encoding : list Ciphertext_t;
    Ciphertext_get_memo_size : Ciphertext_t -> int;
    CV : T_encoding.signature (t := CV_t);
    t := Ciphertext_t;
End Validator.

We prefix all the fields of the sub-module Ciphertext by Ciphertext_. We propagate the naming of the types. For example the type t from Ciphertext is renamed as Ciphertext_t in all the subsequent expressions. For all other fields which involve this type t, we mark it as Ciphertext_t. We keep using nested records for sub-signatures with a name. For example, the sub-module CV is a field of type T_encoding.signature, which is itself a record. The two variables Ciphertext_t and CV_t are the two abstract types of the signature. As with flat signatures, we represent them using existential types when unknown.

We also changed the way we translate the identifiers to reference items in signatures. For example, if we have a functor using the field Ciphertext.get_memo_size:

module F (V : Validator) = struct
  let get = V.Ciphertext.get_memo_size

we now generate:

Module F.
  Class FArgs := {
    V :
      {'[Ciphertext_t, CV_t] : [Set ** Set] &
        Validator.signature (Ciphertext_t := Ciphertext_t) (CV_t := CV_t)};

  Definition get `{FArgs} : (|V|).(Validator.Ciphertext_t) -> int :=
End F.

Here we represent V.Ciphertext.get_memo_size by (|V|).(Validator.Ciphertext_get_memo_size). We use the notation to access record fields with record.(field). We project the potential existential variables with the notation (|...|). Here are the steps we followed to translate this identifier:

  • check if V has a known named signature (in this case we find the signature Validator);
  • check if Ciphertext has a known signature (we do not find one);
  • conclude that the get_memo_size field has probably been inlined in the signature definition;
  • generate a record access on V on the field Ciphertext_get_memo_size, which is the concatenation of Ciphertext and get_memo_size according to the way we prefix field names in inlining.

The handling of anonymous sub-signatures is not completely mandatory. Indeed, we could also give a name to the sub-signatures in the OCaml code. However we encountered some cases were this was convenient, in order not to modify the OCaml code too much.


We have shown two new translation strategies which, we hope, will polish the experience of using coq-of-ocaml. This work was mainly directed by an experiment at handling some code from the Tezos codebase. The aim was to verify some parts of the sapling project. This code is outside of the protocol, which is the part we are the most used to work with. Then, we met some new OCaml constructs and patterns. In particular, we encountered large functors with anonymous sub-signatures, plain sub-modules, and new type definitions.

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